SFC Imposes 10-Year Ban on Citigroup Global Markets Asia’s Ex-Officer
<p>Hong Kong’s Securities and Futures Commission (SFC) announced on Monday that it had banned Philip John Shaw, a former responsible officer, board member and Head of Pan-Asia Execution Services of <a href=”https://www.financemagnates.com/tag/citigroup-global-markets/” target=”_blank” rel=”follow”>Citigroup Global Markets</a> Asia Limited (CGMAL), for serious regulatory breaches. According to the regulator’s statement, Shaw cannot re-enter the financial industry for the next ten years until […]